FI 415 - Financial Services Seminar

3 credit hours
Topics relating to the General Securities Representative Exam (Series 7) including, but not limited to, corporate equity/fixed-income securities, local/state/federal government securities, derivative securities, investment company products and fiduciary duties to customers. This course is not affiliated with the Financial Industry Regulatory Authority (FINRA), the Series 7 exam provider, and does not exempt students from the examination eligibility requirements. Prerequisite(s): FI 372.