Nov 21, 2024  
2020-2021 Undergraduate Bulletin 
    
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2020-2021 Undergraduate Bulletin [ARCHIVED CATALOG]

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FI 415 - Financial Services Seminar

3 credit hours
Topics relating to the General Securities Representative Exam (Series 7) including, but not limited to, corporate equity/fixed-income securities, local/state/federal government securities, derivative securities, investment company products and fiduciary duties to customers. This course is not affiliated with the Financial Industry Regulatory Authority (FINRA), the Series 7 exam provider, and does not exempt students from the examination eligibility requirements.  Prerequisite(s): FI 372 .


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